PRINCIPALS’ LEADERSHIP STYLE AND INSTRUCTIONAL
VARIABLES AFFECTING THE PERFORMANCE OF HIGH
SCHOOLS AT HAI PHONG CITY, VIETNAM
A Dissertation Presented to
the Faculty of the Graduate School
Southern Luzon State University, Lucban, Quezon, Philippines
in Collaboration with
Thai Nguyen University, Socialist Republic of Viet Nam
In Partial Fulfillment of the
Requirements for the Degree
Doctor of Philosophy
in Educational Management
By
NGUYEN KIM PHA (Henry)
November 2013
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i
APPROVAL SHEET
The Dissertation of
NGUYEN KIM PHA (Henry)
entitled
PRINCIPALS’ LEADERSHIP STYLE AND INSTRUCTIONAL VARIABLES
AFFECTING THE PERFORMANCE OF HIGH SCHOOLS
AT HAI PHONG CITY, VIETNAM
Submitted in Partial Fulfillment of the
Requirements for the Degree
Doctor of Philosophy in Educational Management
In the Graduate School
Southern Luzon State University, Republic of the Philippines
in collaboration with
Thai Nguyen University, Socialist Republic of Vietnam
has been approved by the Committee
_____________________ ______________________
Member Member
______________________ ______________________
______________________
Chairman
DR.TERESITA V. DE LA CRUZ DR. APOLONIA A. ESPINOSA
Adviser Dean, Graduate School
Accepted in partial fulfillment of the requirements for the degree
Doctor of Philosophy in Educational Management
WALBERTO MACARANAN, Ed. D
Vice President, Academic Affairs
_____________________
ii
Date
ACKNOWLEDGEMENT
The researcher wishes to convey his gratitude to the following persons who
wholeheartedly devoted and helped make this piece of work a reality:
DR. TERESITA V. DE LA CRUZ, her adviser for the guidance,supervision,
suggestions and precious time in enthusiastically reading and checking the
manuscript, providing the researcher useful materials;
DR. CECILIA N. GASCON, President of the Southern Luzon State University in the
Republic of the Philippines, for her incomparable contribution and support to
the development of Doctor of Philosophy in Educational Management
program in Thai Nguyen University;
DR. NGUYEN VAN BINH, Director of the International Training Center, Thai
Nguyen University of Socialist Republic of Vietnam, for his enormous pursuit
to provide Vietnamese people an opportunity to grow through education;
MEMBERS OF THE ORAL EXAMINATION COMMITTEE, for their
comments and suggestions that made this research possible;
HEADMASTERS of high schools at Hai Phong City, for their cooperation in the
conduct of the study;
The Director of Hai Phong City Education and Training Department, and the
Education Specialist, for the support during the conduct of the survey.
Teachers-respondents, for their active involvement and participation for without
their cooperation, the result of this thesis might not be possible;
His family and friends, for the love and support in one way or another; and to all who
have contributed to make this study a success.
NKP
iii
DEDICATION
This research is whole-heartedly dedicated to my family and to all my
relatives, my colleagues and friends, and to all classmates, all headmasters and
teachers of high schools of HaiPhong for giving the researcher the non-stop guidance
and sources of everything.
NKP
iv
TABLE OF CONTENTS
Page
TITLE PAGE... i
APPROVAL SHEET... ii
ACKNOWLEDGMENT...... iii
DEDICATION...... iv
TABLE OF CONTENTS........ v
LIST OF TABLES... vii
FIGURE viii
ABSTRACT.. ix
CHAPTER 1
INTRODUCTION....
Background of the Study....
Objectives of the Study...
Hypothesis
Significance of the Study ......
Scope and Limitation......
Definitions of Terms........
CHAPTER 2
REVIEW OF RELATED LITERATURE AND STUDIES....
Leadership Styles ..
Authoritative or Autocratic Style .
Democratic or Participative Style .
Delegative or Laissez Faire Style .
Instructional Variables .
Self-regulated learners .
Teacher Charateristics .............
Technology and Learning .............
Classroom Climate .............
Motivation in Diversity .............
School Performance .............
Theoretical Framework.............
1
3
5
6
6
7
8
11
11
14
15
18
21
21
23
25
28
29
32
34
v
Research Paradigm.
CHAPTER 3
RESEARCH METHODOLOGY
Research Design.....
Population and Sampling.......
Research Instrumentation..
Data Gathering Procedures.......
Statistical Treatment.......
CHAPTER 4
RESULTS AND DISCUSSION.
Leadership Styles of Principals .
Instructional Variables that Influence High Schools’ Performance
Leadership Style and Instructional Variables .....
Performance of High Schools in HaiPhong City, Viet Nam
Instructional Variables and High Schools’ Performance
Proposed Strategic Action Plan
CHAPTER 5
SUMMARY, CONCLUSIONS AND RECOMMENDATIONS
Summary ..........
Findings.
Conclusions..
Recommendations...
35
37
37
37
38
39
39
42
42
48
57
62
63
66
72
72
73
75
77
vi
BIBLIOGRAPHY..
APPENDICES..
A Communication
B Instrument ...
CURRICULUM VITAE....
78
81
82
88
vii
LIST OF TABLES
Table
1.1
1.2
1.3
2.1
2.2
2.3
2.4
2.5
3.1
3.2
3.3
4
5.1
5.2
Frequency and Weighted Mean Distribution on Headmasters’
Leadership Styles as to Authoritative Style
Frequency and Weighted Mean Distribution on Headmasters’
Leadership as to Democratic Style..
Frequency and Weighted Mean Distribution on Headmasters’
Leadership as to Delegative Style...
Frequency and Weighted Mean Distribution of Instructional Variables as to
Self-regulated Learners.
Frequency and Weighted Mean Distribution of Instructional Variablesas to
Teacher Characteristics.
Frequency and Weighted Mean Distribution of Instructional Variables as to
Classroom Climate.
Frequency and Weighted Mean Distribution of Instructional Variables as to
Technology and Learning.
Frequency and Weighted Mean Distribution of Instructional Variables as to
Motivation in Diversity
Correlation of Authoritative Leadership Style to Instructional
Variables.
Correlation of Democratic Leadership Style to Instructional
Variables.
Correlation of Delegative Leadership Style to Instructional
Variables.
HaiPhong City, Viet Nam High Schools’ Performance
from 2008-2013..
Predictor of High Schools’ Performance as to Instructional Variables in
terms of Motivation in Diversity..
Predictor of High Schools’ Performance as to Instructional Variables in
terms of in terms of Classroom Climate
Page
43
44
46
48
50
52
53
55
57
58
60
62
64
65
viii
FIGURE
Figure Page
1 Research Paradigm .. 35
ix
ABSTRACT
Title of Research :PRINCIPALS’ LEADERSHIP STYLES
AND INSTRUCTIONAL VARIABLES
AFFECTING THE PERFORMANCE OF HIGH
SCHOOLS AT HAI PHONG CITY, VIETNAM
Researcher :NGUYEN KIM PHA (Henry)
Degree Conferred :Doctor of Philosophy in Educational Management
Name/ Address :Southern Luzon State University
of Institution Lucban, Quezon
Adviser :DR. TERESITA V. DE LA CRUZ
Year Written : 2013
This study sought to determine the principals’ leadership styles and
instructional variables affecting the performance of high schools and with an end view
of developing a strategic action plan at Hai Phong City, Vietnam, for school year
2012-2013. The descriptive method of research was employed to 896 respondents
drawn from 14 high schools in the city. The instrument used for the types of
leadership styles was adapted from the questionnaire of Clark (2002), and
instructional variables from that of Mentilla (2011). It was found out that the
leadership styles of the respondent principals are authoritative with 3.34 AWM
(sometimes carried out); democratic (3.81, oftentimes carried out); and delegative
(3.52, oftentimes carried out). The instructional variables that may affect high schools’
performance are self-regulated learners with 2.93 AWM (agree); teacher
characteristics (2.74, agree); classroom climate (2.76, agree); technology and learning
(2.35, disagree), and motivation in diversity (2.60, agree). With an average of 66.4,
there are nine high schools above the average and five (5) below average level of
performance where the highest mean is obtained by Ngo Quyen High School with
94.8 and is consistently leading while the least is Phan Dang Luu High School with
36.3. Motivation in diversity can predict school performance up to 1% while the
x
classroom climate by up to 0.5% which indicates negligible correlation. Hence, most
headmasters practice shared decision-making, participative and permissive leadership.
The democratic and the delegative leadership styles are mostly related to some areas
of instructional variables. However, it is still recommended that a balance of the
authoritative, democratic and delegative leadership styles may be constantly practiced
by the headmasters, since each holds benefits to the organizations they serve.
Technology in learning may be improved by the department to further boost the
performance of the high schools in Hai Phong City.
1
Chapter I
INTRODUCTION
Education is counted on as the important aspect of the human life. The ways
how one translates it after receiving into the daily life is dependent largely upon the
way the form of education gets passed on. The topic of educational leadership has
been taught for a number of years in the education management institutions to address
long-standing concern of all educators, students and the entire society. As the
requirement to understand the style which would work best, in combination or alone,
it is imperative to understand all types individually regarding what these types offer
and their methods.
The purpose of utilizing different types of leadership styles in education is
mainly to improve the quality of teaching, that of learning, and to create a unique and
effective combination of both. As the competitiveness in the world of education
increases, implementation of these leadership styles becomes more and more
important. The role of every individual starting from principal, to the teachers, to the
students is important and the ultimate goal remains the enhancement and upkeep of
teaching-learning relationship. The job of every individual in educational leadership,
is to create the necessary conditions for teachers to develop and execute their own
teaching styles and methods, in a manner that is simple and most effective for
students. Also, the development of other aspects of educational framework, such as
association with external groups that facilitate better teaching and learning, the care of
infrastructure and others all come up under the purview of educational leadership.
With the eye for reformation, a great number of educators either have
criticized or supported some of the education management leadership styles, however,
2
which style works and suits best is subjected to a matter of opinion. The educational
leadership styles are basically built on the understanding which contains
characteristics like social interaction and/or physical energy play a part in the method
the education is imparted. The theory of effective leadership is all about adding the
performance of all the education leaders, basically the educators, in order to improve
the achievement of the students. Hence, the effective leadership is very much
important for both the students and the teachers to enhance the performance at highest
level.
As mentioned by Buckner (2006), the type of leadership style is one of the
major factors that determine the performance of school besides others such as school
traditions and policies. This is because a principal might find that deviating from the
traditional leadership style of the school might result in management crisis. None can
deny the fact that there is no single way to inspire and lead in the education field.
Every educator and the schools as well, view all the leadership strategies in different
ways, as in some situations, actions and features seem much more favorable than the
others at different times and levels. In the broad ways, there are differet types of
leadership styles that may be applied in educationl management. To mention few,
most popularly used in the field of education is Lewin’s leadership styles as to
authoritative, democratic, and delegative.Others that are used in versatile combination
or individually are transformational, facilitative and hierarchical.
Meanwhile, performance of schools may not only be attributed to the
schoolheads’ leadership styles but may also be looked into another factor like the
instructional variables. There are studies citing that instructional variables like
classroom climate, teacher characteristics, class structured self-regulated learners, and
3
educational technology could be factors in uplifting the school performance as a
whole (Pierce,2006; Acikgoz, 2005;Liao,2009).
Considering leadership styles and instructional variables as a whole, school
performance can be viewed in a clearer and more precise perspective. Quality school
performance requires competent and well-skilled teachers and administrators in
reconstructing and implementing school plans, policies and rules to strengthen
learning. Based from the above premise, this study was conceived.
Background of the Study
High schools functions are far different from the primary schools since the
former are of relatively high independence. Hence, the possible role of management is
extremely important for principals. School heads as leaders if they fulfill the
necessary strength and run the rail track will definitely reach the target in all aspect of
management professional groups.
However, the quality of teaching staff of a school being still inadequate in
terms of number of teachers, structural mismatches, professional capacity of teachers
not timely responding to the increasing demands of the innovation education
today.Before these shortcomings, the development of the teaching staff of the school
have become urgent tasks that need solutions to fix right away to improve the quality
of teaching and learning to meet training needs of human resources for quality local
country.
Active professional groups in Hai Phong High School have still many
problems that needed to be overcome. For the objective reasons emerge still human
mechanisms and programs, the content is not compatible with each other. On the other
hand, the supply conditions for the human needs and activities have too many
contradictions especially the management team for many years has not been
4
mentioned in the argument, the head professional, the direct leadership of base unit in
the school management training; should direct process practical observation.
On the other hand, classroom climate is very important for high school
students to develop their behavior to people who live around. Twenty-first century is a
century for technology, there are a lot of software to manage to work better so each
person has to take the chance to use technology. If not, then one is out of date.
Moreover, students in high school are improving their behavior, so they must be
encouraged to study better. Discussing the reality of student learning high school,
besides the delight of students, passion for learning, there is also a small part of pupils
feel school bored, caused by loss of interest in learning. Lazy pupils increase which
affect learning outcomes of students in particular and in the quality of high school
education in general, especially that high school agers are preparing for biggest
turning point in college, and the loss of interest in learning to make them lose
motivation. The lazy pupils say that many of them upon seeing the books feel
headaches, dizziness, snapped just want to push them aside for free.
The management of the center and the role of principals is huge. If the
principal does not renew, it is difficult to reform school. Practice has proven that the
most influential in the industry management system to learn results of school's
students. The style of principal work affects operating environment of the school. In
addition to capability to design programs and plans, principals must have thought of
suggestive referendum and decide the goals to remedy the inconsistent management
solutions, lack of scientific institutions from the direct innovation programs, teaching
and learning methods, and the use of information technology to manage and improve
teachers. This prompted the researcher to conduct the study on the principals’
5
leadership style and the instructional variables affecting the performance of high
schools at Hai Phong City in Vietnam.
Objectives of the Study
This study determined the principals’ leadership styles and instructional
variables affecting the performance of high schools and with an endview of
developing a strategic action plan at Hai Phong City, Vietnam, for school year 2012-
2013.
Specifically, it sought to attain the following objectives:
1. Determine the leadership styles of the respondent principals as to;
1.1 Authoritative
1.2 Democratic
1.3 Delegative
2. Find out the instructional variables that may affect the performance of high schools
in terms of:
2.1. Self-regulated learners,
2.2. Teacher characteristics,
2.3. Classroom climate,
2.4. Technology and learning, and
2.5. Motivation in Diversity.
3. Analyze if there is a significant relationship between the leadership styles of
principals and the instructional variables.
4. Determine the level of performance of the respondent high schools.
5. Find out which of the instructional variables predict school performance.
6. Develop a strategic action plan.
Hypothesis
6
1. There is no significant relationship between the principals’ leadership styles and
the instructional variables in high schools at Hai Phong City.
2. None of the instructional variables predict the performance of high schools at Hai
Phong City.
Significance of the Study
This research would help the school leaders, teachers, students, and future
researchers.
School Leaders.This study would contribute to the school supervision among
school heads in the sense that they would be informed in the new dimension of
modern leadership by knowing and understanding their own leadership styles. They
would understand how the types of leadership may influence to the overall school
performance. The output of this study which is the proposed strategic action plan may
be considered by school heads in their school year planning for further improvement
of their academic programs.
Teachers.They would be benefited in this study since they play an important
role in the delivery of knowledge. Knowing the different leadership styles of their
immediate heads would give them time to adjust to the different situations in the
school. They would be informed as well on various variables that may affect students’
performance whereby they could plan and innovate interesting classroom activities.
The developed strategic action plan will guide them to know what would be their role
to raise the school performance.
Students. Since the heart of the teaching-learning process are the students,
they would be benefited for they are the main concern of both the school heads and
the teachers. A school with conducive environment, flexible school heads with the
7
good leadership styles, and committed teachers would create better school
performance as a whole.
Future Researchers.This study would give future references to those
researchers who wish to have a similar study and likewise develop a strategic plan.
Thus, knowledge on the leadership styles and important instructional variables could
serve for their future reading resources.
Scope and Limitations
This study was conducted in Hai Phong City focusing only in the types of
leadership styles and the instructional variables that may affect the school
performance.There were 14 high schools involved in this study with a total of 896
respondents comprising of headmasters and teachers.
The types of leadership styles used in this study were based from Lewin’s
authoritative, democratic and delegative styles. On the other hand, instructional
variables identified in this study were self-regulated learners, teacher characteristic,
technology and learning, motivation in diversity, and classroom climate.A strategic
action plan was developed based from the results of the study.
To gather the data, the researcher used the validated questionnaire of Mentilla
(2011) in determining the instructional variables that may affect the school
performance. It was composed of 50 statements that describe each variable. The
instrument to measure the leadership styles of respondents was based from leadership
styles survey instrument used by Clark (2010). It was composed of 30 statements
modified to suit to Vietnam High School setting.
The time frame of this study was from October 2012 to August 2013.
Definiton of Terms
8
For clarity and better understanding of this study, the following terms are
defined both conceptually and operationally:
Authoritative Style is a type of leadership where the leader makes decisions
without consulting others (Lewin, 1939). The same definition was used in this study.
Classroom climate is the combination of variables within a classroom that
work together to promote learning in comfortable environment
(www.ehow.com/info_definition-classroom-climate.html). In the study, it refers to a
place where students are secured to learn to develop their self-efficacy, competence,
self-determination and task comprehension.
Delegative (or laissez-fair) is another leadership style used in this study in
which leaders offer little or no guidance to group members and leave decision-making
up to the group members (Lewin, 1939).
Democractive (or Participative) Style refers to a type of leadership used in
this study by which leaders offer guidance to group members, but they also participate
in the group and allow input from other group members (Lewin, 1939).
Instructional variables are one of the main variables in this study which
comprise the self-regulated learners, classroom climate, motivation in diversity,
teacher characteristics, and technology and learning.
Leadership styles are likewise a main variable in the study referring to the
manner and approach of providing direction, implementing plans, and motivating
people (Lewin, 1939; Clark, 2010).
Motivation in diversity in this study, it refers to the encouragement for the
students to participate in the classroom activities, and interact with their peers despite
their individual differences.
9
Principal refers to the school headmaster who administers and supervises the
whole academic programs in high schools.
Performance of students refers to the average grades of the students in all
their subjets in a school semester.
Self-regulated learning (SRL) emphasizes the autonomy and control by the
individual who monitors, directs, and regulates actions toward goals of the
information acquisition, expanding expertise, and self-improvement (Paris & Paris
2001). In this study, it refers to students who can learn by themselves and work
without closed supervision by the teacher.
Strategic Action Plan refers to sequence of steps that must be taken, or
activities that must be performed well for the strategy to succeed. An action plan has
three major elements, viz: 1) specific tasks: what will be done; 2) time horizon: when
will it be done; 3) resource allocation: what specific funds are available for specific
activities ( It is the
output developed based on the results of the study.
Teacher characteristics form part of instructional variables whichrefer to the
teacher’s personal and professional qualities.Personal qualities deal with their
attitudes and behavioral attributes while professional qualities deal with how they
deliver their teaching.
Technology and learning refers to how technology is used by the teacher in
teaching-learning process, and how students interact with this mode of teaching
delivery.
10
Chapter II
REVIEW OF LITERATURE AND STUDIES
This chapter presents relevant readings and related literature which bear
significance and similarities to this study. This also includes the conceptual/theoretical
framework and paradigm that could help the readers fully understand the context of
the study.
Leadership Styles
Managers and leaders in any organization are expected to influence the actions
of their employees through the several channels. Some of these include
communicating with staff members, stimulating subordinates to work hard and
ensuring that all the resources within the company are allocated well. Numerous
researchers felt a need to come up with theories that govern successful leadership.
One of these is known as the contingency theory.
Fielder (2004) came up with this approach to leadership after realizing that
leaders can function well if they changed their styles to suit the situation at hand. This
is where the name contingency originates. Fielder conducted several studies of
effective and ineffective leaders. Thereafter he concluded that the most successful
approach would be to match organizational settings with leadership styles. These two
parameters form the basis of contingency theory of leadership.
According to him, leadership style may be defned as the way leaders and
employees interact with one another. One cannot claim that a manager’s leadership
style changes from time to time. The leader's ability to lead is contingent upon
various situational factors, including the leader's preferred style, capabilities and
behaviors of followers and various situational factors.
11
He further stated that contingency theories are a class of behavioral theory that
contend that there is no one best way of leading and that is effective in some
situations which may not be successful in others. An effect of this is that leaders who
are very effective at one place and time may become unsuccessful either when
transplanted to another situation or when the factors around them change. This helps
to explain how some leaders who seem for a while to have the 'Midas touch' suddenly
appear to go off the boil and make very unsuccessful decisions.
According to Gardner (n.d.), in On Leadership, "Leadership is the process of
persuasion or example by which an individual (or leadership team) induces a group to
pursue objectives held by the leader or shared by the leader and his or her followers."
If we accept that definition, then leadership style is the way in which that process is
carried out (
Leaders' styles encompass how they relate to others within and outside the
organization, how they view themselves and their position, and - to a very large extent
- whether or not they are successful as leaders. A task needs to be accomplished, how
does a particular leader set out to get it done. Much of the material in this section
looks at individual leaders, but leadership can be invested in team, or in several teams,
or in different people at different times. Many - perhaps most - organizations have
several levels of leadership, and thus many leaders. Regardless of the actual form of
leadership, however, leadership style is an issue. Whether you're the leader of a large
organization or a member of a small group that practices collective leadership, the
way that leadership plays out will have a great deal to do with the effectiveness and
influence of your work.The style of an organization's leadership is reflected in both
the nature of that organization and its relationships with the community. If a leader is
suspicious and jealous of his power, others in the organization are likely to behave
12
similarly, in dealing with both colleagues and the community. If a leader is
collaborative and open, she is likely to encourage the similar attitudes among staff
members, and work collaboratively with other groups
(
Meanwhile, Antoine (n.d.) cited that the managerial leadership has influenced
organizational activities in many ways. These influences include motivating
subordinates, budgeting scarce resources, and serving as a source of communication.
Over the years, researchers have emphasized influences of leadership on the activities
of the subordinates. These emphases by the researchers led to theories about
leadership. The first and perhaps the most popular, situational theory to be advanced
was the Contingency Theory of Leadership Effectiveness developed by Fred E. Fiedler
(Bedeian&Glueck, 2000). This theory explains that group performance is a result of
interaction of two factors. These factors are known as the leadership styles.
Contingency theories state that no leadership style is suited for all situations. Its
success depends on situational factors, including the leadership style and the abilities
and behavior of the followers.
According to Murray (2013), leadership is less about one’s needs, and more
about the needs of people and the leader’s organization. The leadership styles are not
something to be tried on like so many suits, to see which fits. Rather, they should be
adapted to the particular demands of the situation, the particular requirements of the
people involved and the particular challenges facing the organization. He further
stated that in developing one’s leadership style, the idea of Drucker (2007) may be
considered based from his creation of “modern study of management.” Drucker
divided manager’s job into five basic tasks: 1) sets objectives,2) organizes,3)
motivates and communicates,4) measures, and 5) develops people. All leadership
13
styles can become part of the leader's repertoire. In many, or perhaps most
organizations, more than one of these conceptions may define leader...eges
(Hickey, 2000). Critical to this view is the realization that people learn through their
interaction with and support from other people and objects in the world. We are more
29
aware that to help person learn may require understanding person’s thinking and
emotions as inseparable from social context in which the activity takes place
(
Beaman (2005) observed educators across America face enormous and
growing challenge: motivating a diverse student population. The growing trend
toward inclusion increases diversity by including special-needs students in the same
classroom with regular education students. The increase in the number of students
who do not speak English puts a huge responsibility on teachers. The requirements of
No Child Left Behind expect that all children will succeed. Educators must motivate
the at-risk population as well: students labeled as the gray area, difficult-to-motivate,
slow learners, and children with untapped potential. In this article, the author shares
some of the strategies he recommends for motivating students to put forth an honest
effort to reach their potential. He suggests that teachers see themselves as facilitators,
teach by expression, change the pace frequently, provide compelling and stimulating
problems, make learning fun, and build and maintain a classroom community. By
following these recommendations, teachers can stand behind children, see how they
learn, and then support the process, rather than simply standing before the class and
dispensing learning.
Toshalis and Nakkula (2012) figured out what motivates the individual
students and engages them in school is as essential as it is challenging. Indeed, it is
the prerequisite for implementing student-centered approaches to learning. Today’s
teachers—confronting large class size, fast-paced academic calendars, and
standardized assessments—face particular pressures to lump all students together and
“teach to the middle.” To help educators understand how to engage and motivate
individual in large, diverse group of teenagers.
30
They reviewed researches about school engagement, achievement motivation,
and student voice and highlight what works. They conclude that fostering student
voice—empowering youth to express opinions and influence their educational
experiences so that they feel they have a stake in the outcomes—is one of the most
powerful tools schools have to increase learning.They observe that to capitalize on
individual motivations and meet individual needs, customized pedagogical
approaches differentiate instruction for each student tend to work far better than
uniform “catch-all” techniques. Research shows that both intelligence and motivation
are malleable. Helping students understand that they acquire new skills and improve
existing skills through effort, regardless of past achievement, increases their
motivation to try (
pdf).
School Performance
The School Performance Framework (SPF) is used to evaluate school
performance in terms of student achievement using a variety of measures, both status
and growth related. Status performance is defined by a student’s absolute performance
on a specific assessment. Meanwhile, growth related performance is defined by
examining a student’s performance over a defined period of time.The overall goal of
SPF is to: 1) support and improve overall student learning and achievement; 2)
provide complete and comprehensive picture of how schools in LAUSD are
performing; and 3) assist teachers and school site leaders in setting school goals that
are aligned with the Single Plan for Student Achievement (SMART Goals;
The School Performance Profile serves several purposes: 1) provide a building
level score for educators as part of Educator Effectiveness System; 2) provide parents
31
with the comparative measures for schools, neighboring schools, and schools across
the state; 3) inform the public of the academic performance measures of each school,
comprehensive career and technical center, cyber charter and charter school; 4) offer a
resource to communicate and compare performance, analyze performance indicators
as related to achievement, and encourage best practice; 5) employ as an analysis tool
to inform goal setting, planning, and allocating resources to improve student
achievement; and 6) compare performance to a) local schools, b) schools with similar
demographics; and c) various constituencies.
The score for a school is based upon the indicators that define a high
performing school. Many data elements contribute to academic score. These
elements are categorized into five (5) indicators of: academic achievement (40%);
indicators of closing the achievement gap – all students (5%); closing the achievement
gap – historically underperforming students (5%); academic growth (40%); and other
academic indicators (10%;
pa.us/portal/server.pt/community/pennsylvania_department_of_education).
The aforesaid readings of literature and studies gave the researcher sufficient
background to develop his research framework. The reviews on the different variables
used in the study like leadership styles and instructional variables and school
performance differs and likewise similar in this study. Similarity in the used of
leadership styles as to authoritative,democratic, and delegative; and the different
instructional variables like classroom climate, motivation in diversity, self-regulated
learners, technology and learning, and teacher characteristics. This study differs from
the previous study since an output in the present study is developed through a
strategic action plan based from the findings of the study.
Theoretical Framework
32
This study is anchored to the contingency theory of leadership by Fiedler
(1964). He came up with this approach to leadership after realizing that leaders could
function well if they changed their styles to suit the situation at hand. This is where
the name contingency originates. Fielder conducted several studies of effective and
ineffective leaders. Thereafter he concluded that the most successful approach would
be to match organizational settings with leadership styles. These two parameters form
the basis of contingency theory of leadership. He further defined leadership style as
the way leaders and employees interact with one another. Leader's ability to lead is
contingent upon various situational factors, including leader's preferred style,
capabilities and behaviors of followers and also various other situational factors.
This contingency theory has been supported by another reading of the
researcher from the work of Kurt Lewin (1934). He and his colleague identified three
(3) major leadership styles: authoritarian or autocratic, participative or democratic,
and delegative or laissez faire. Good leaders may well adopt some element of all of
the styles of leadership. The types of leadership styles of Lewin had been supported
by Clark (2002) and Mentilla (2011) who identified in their studies the types of
leadership styles used by managers as to the same type with the study of Lewin.
Leadership styles like autocratic, leaders often decide by themselves, does not give
the other members of the group the opportunity to start their leadership development.
Meanwhile, the delegative leaders gives little or no guidance to group members, but
allows them to make decisions, and for democratic leaders, they promotes sharing of
responsibility and continual consultation, delegates tasks to each member of the
group and gives full control over them.
The study of Yin Cheong Chen (2003) and Mentilla (2010) which gave focus
on correlating the leadership styles of principals to instructional variables was also
33
lend credence in the study. The styles were measured in terms of relationship and
initiating structure; organisational process in terms of teacher-teacher interactions,
principal-teacher interactions, and the perceived organizational effectiveness. In like
manner, instructional variables as to self-regulated learners, classroom cimate,
teachers’ characterisitics, motivation in diversity, technology and learning
variableswere correlated to the principal’s leadership styles and to identifyifthey may
affect the school performance as a whole. Based from this premise, the researcher was
able to develop his research framework which serves as the basic foundations of this
study.
Research Paradigm
Independent Variable Dependent Variable
Principals’ Leadership Styles and Instructional Variables
Performance of High Schools at Hai Phong
Strategic Action Plan
Figure 1. Schematic Diagram on the Influence of Principals’ Leadership Styles
andInstructional Variables to HaiPhongHigh SchoolsPerformance as Basis for
Strategic Action Plan
The figure shows the schematic diagram on the influence of principals’
leadership styles and instructional variables to Hai Phong High Schools performance
with an endview of proposing a strategic action plan. It is presented in a modified
independent-dependent variables model wherein principals’ leadership styles as to
authoritative, democratic and delegativeand instructional variables with respect to
motivation in diversity, classroom climate, technology and learning, teacher
characteristics, and self-regulated learners serve as the independent variables while
the performance of HaiPhong High Schools is the dependent variable. It is thus,
34
anticipated that leadership styles and instructional variables could greatly influence
the high schools’ performance.
35
ChapterIII
RESEARCH METHODOLOGY
This chapter presents the research locale and design, population and sampling,
research instruments, data gathering procedures and the statictical treatments used in
this study.
Locale of the Study
This study was conducted in Hai Phong City, Vietnam involving 14 high
schools in the said city where the researcher is an administration department vice
manager in one of its districts.
Research Design
The descriptive method of research was employed by the researcher in this
investigation since it describes the nature of the situation as it exists at the time of
research and explores the cause of the particular event. The main sources of data were
the questionnaires.The descriptive method of research is appropriate in determining
the respondents’ perception so as to correlate principals’ leadership namely
authoritative, democractic and deligative styles and instructional variables such in
terms of self-regulated learners, teacher characteristic, classroom climate, technology
and learning, and motivation in diversity to the school performance of high schools in
Hai Phong City.
Population and Sampling
The total number of respondents used in this study was 896 drawn from 14
high schools in the city from a population of 1075 administrators and teachers. The
Slovin formula was used to identify the number of respondents for each high school.
The corresponding respondent-teachers for each school were obtained purposively
36
based from the number of present teachers during the time of the administration of the
questionnaire.
Table 1
Frequency Distribution of Respondents by School
Name of the Schools Teachers and Headmasters Total Respondents
1. Thái Phiên High School 91 74
2. Lê Quý Đôn High School 93 75
3. Hải An High School 68 58
4. Lê Hồng Phong High School 70 60
5. Hồng Bàng High School 76 64
6. Ngô Quyền High School 98 79
7. Trần Nguyên Hãn High School 95 77
8. Kiến An High School 84 69
9. Đồng Hoà High School 58 51
10. An Dương High School 98 79
11. NguyễnTrãi High School 74 62
12. Phan Đăng Lưu High School 41 37
13. Thăng Long High School 67 57
14. An Hải High School 62 54
TOTAL 1075 896
The table shows the distribution of respondents. At the first column are the
names of 14 high schools involved in this study, the total population for each of the
high schools at the second column and at the third column are the corresponding
number of respondents obtained from each school.
Research Instrument
The instrument used for the types of leadership styles was adapted from the
questionnaire of Clark (2002). Meanwhile, for instructional variables, the validated
questionnaire of Mentilla (2011) was utilized.
The questionnaire consisted of two parts: Part I dealt with leadership styles in
terms of authocractic, democractic and delegative which composed 30 statements.
Part 2 consists of instructional variables such as self-regulated learners, teacher
characteristic, classroom climate, technology and learning and motivation in diversity
37
which comprised 50 statements. Since the adapted questionnaires were validated
already, the researcher just asked permission from his adviser to administer the
questionnaire after translating it to the Vietnamese language. The translated version of
the questionnaire was shown to other language experts to determine the correctness of
the statements.
After obtaining the findings, the researcher developed the strategic actions
plan which served as the main output of the study. The action plan was presented in
matrix form which consists of the following parts: a) area of management, b)
compentencies to be developed, c) behavioral indicator, d) content, e) duration, f)
strategies, g) activities, and h) expected outcome.
Data Gathering Procedures
The researcher asked the permission from each school through their
headmaster. Upon approval of each school, the researcher administered the
questionnaire for both the headmaster and teachers. Before administration of the
questionnaire, he explained first the purpose of the study so that it will be easy for the
respondents to answer it. The questionnaire was translated to Vietnamese language for
clearer understanding. All the data collected were encoded, tallied and tabulated and
interpreted. All data were subjected to statistical treatment through the use of the
SPSS program.
Statistical Treatment
The following statistical tools were used to analyze data gathered:
1. Weighted mean was used to describlethe principals’ leadership styles and the
instructional variables. The formula is:
WM =
WM = weighted mean
38
= sum of the product of the frequency and weight
N = total number of respondents
2. Chi-square test was used to determine the significant relationship between the
principals’ leadership styles and instructional variables. The formula is:
=
= chi-square value
O = observed frequencies
E = expected frequencies
3. Percentage formula and mean were utilized to describle the performance of high
schools for each year.
4. Multiple regressions were used to find out the predictability of the influence of
leadership styles and instructional variables to HaiPhonghigh schools’
performance. The formula is:
Y = a + + +
Y = dependent variable being predicted or explained
a = constant or intercept
bn = expected frequencies
X1 = independent variable expaining the variance of Y
The following scales were used to rate the instructional variables and
headmasters’ leadership styles:
For principal’s leadership styles:
Point Range Interval Verbal Interpretation
5 4.20 – 5.00 Always carried out (AC)
4 3.40 – 4.19 Often carried out (OC)
39
3 2.60 – 3.39 Sometimes carried out (SOC)
2 1.80 – 2.59 Seldom carried out (SEC)
1 1.00 – 1.79 Never carried out (NC)
For instructional variables:
Point Range Interval Verbal Interpretation
4 3.25 – 4.00 Strong Agree (SA)
3 2.50 – 3.34 Agree (A)
2 1.25 – 2.49 Disagree (D)
1 1.00 – 1.24 Strong disagree (SD)
40
Chapter IV
RESULTS AND DISCUSSION
This chapter presents the data on tables with corresponding analysis and
interpretation. The presentation follows the sequence of specific problem.
Leadership Styles of Principals
Table 1.1 on the next page shows that an average weighted mean on
headmasters’ leadership styles in terms of authoritative style is 3.34 described as
“sometimes carried out.”
It follows that the headmasters tell teachers not to ever do a mistake again and
note it (3.38), do not consider suggestions made by teachers as they do not have the
time for them (3.36), tell what to do and clearly oversee a thing (3.34), do not allow
newly hired to make any decision unless approved and ask teachers for their vision of
where they see their jobs going and then use vision when appropriate (3.33), like the
power that leadership position holds over subordinates (3.32), closely monitor
teachers to ensure they are performing correctly (3.23), and delegate tasks to
implement a new procedure or process (3.15). On the other hand, headmasters often
direct or threaten teachers with punishment to get them to achieve the organizational
objectives (3.54) and send memos, or letters to get information out, call meeting very
rarely but expect teachers to act upon the information (3.45). This means that
authoritative style is sometimes used by the headmasters by making all the decisions,
which doesn't give the other members of the group the opportunity to start their
leadership development. By taking all responsibility, headmasters work at full
capacity, which lead to poor working relationships with colleagues.
41
Table 1.1
Frequency and Weighted Mean Distribution on Headmasters’ Leadership Styles
as to Authoritative Style
Authoritative Style
The headmaster
5
AC
4
OC
3
SOC
2
SEC
1
NC WM DR
1. Does not consider suggestions
made by teachers as he does not
have the time for them.
189 232 226 216 33 3.36 SOC
2. Sends memos, or letters to get
information out, calls meeting very
rarely but expects teachers to act
upon the information
195 252 247 174 28 3.45 OC
3.Tells them not to ever do that again
and make a note of it when
someone makes mistake
184 269 200 192 51 3.38 SOC
4. Does not allownewly hired to
make any decision unless
approved by headmaterfirst.
188 245 160 282 21 3.33
SOC
5. Asks teachers for their vision of
where they see their jobs going
and then use their vision when
appropriate.
168 238 230 248 12 3.33 SOC
6. Delegates tasks in order to
implement a new procedure or
process.
119 224 280 223 50 3.15 SOC
7. Closely monitors the teachers to
ensure they are performing
correctly.
163 235 198 248 52 3.23 SOC
8. Likes the power that leadership
position holds over subordinates.
180 255 176 246 39 3.32 SOC
9. Directs or threatens teachers with
punishment to get them to achieve
the organizational objectives.
237 266 180 176 37 3.54 OC
10.Tells what to do and clearly
oversee a thing.
152 284 222 198 40 3.34 SOC
Average Weighted Mean 3.34 SOC
It may be further interpreted by the researcher that Vietnmese school leaders
tend to be autocratic sometimes depending on the situations that they encounter in
decision making. They have the characteristics of being the center of meeting and to
ask the opinion of his constituents is not necessary for they believe that there are
matters that do not need consultation with his subordinates.
42
Table 1.2
Frequency and Weighted Mean Distribution on Headmasters’Leadership
as to Democratic Style
Democratic Style
The headmaster
5
AC
4
OC
3
SOC
2
SEC
1
NC
WM DR
1. Tries to include one or more teachers
in determining what to do and how to
do it but is still the final decision
making authority
349 202 161 128 56 3.73 OC
2. Counts himself and teachers to vote
whenever a major decision has to be
made
353 182 203 113 45 3.76 OC
3. Asks for teachers’ ideas and input on
upcoming plans and projects
153 386 193 116 48 3.53 OC
4. Seeks approval of each individual or
the majority for a major decision to
pass in the department
426 177 113 164 16 3.92 OC
5. Tells the teachers what has to be done
and how to do it.
353 321 171 34 17 4.07 OC
6. Calls a meeting to get his teachers’
advice when things go wrong and
strategy is needed to keep project or
process running on schedule
300 159 223 151 63 3.53 OC
7. Tells the teachers that a procedure is
not working correctly when
something goes wrong and establishes
a new one.
362 174 161 173 26 3.75 OC
8. Works with teachers to resolve the
differences when there are differences
in role expectations
356 236 121 165 18 3.83 OC
9. Likes to use leadership power to help
subordinates grow.
364 244 156 127 5 3.93 OC
10. Makes teachers exercise self-
direction if they are committed to the
objectives.
353 336 167 39 1 4.11 OC
Average Weighted Mean 3.81 OC
Table 1.2 presents that an average weighted mean on headmasters’ leadership
styles in terms of democratic style is 3.81 described as “oftentimes carried out.”
Likewise, headmasters often make the teachers exercise self-direction if they
are committed to the objectives (4.11), tell the teachers what has to be done and how
to do it (4.07), use leadership power to help subordinates grow (3.93), seek approval
of each individual or the majority for a major decision to pass in the department
(3.92), work with teachers to resolve the differences when there are differences in role
43
expectations (3.83), count himself and the teachers to vote whenever major decision
has to be made (3.76), tell teachers that a procedure is not working correctly when
something goes wrong and establishes new one (3.75), try to include one or more
teachers in determining what to do and how to do it but is still a final decision making
authority (3.73), and ask for teachers’ ideas and input on upcoming plans and projects
and call a meeting to get his teachers’ advice when things go wrong and strategy is
needed to keep project or process running on schedule (3.53). This shows that
headmasters are perceived to be democratic leaders who understand that there is no
organization without its people, look at themselves and others' positions in terms of
responsibilities, and often consult in decision-making.
The finding conforms with what is cited in
that headmasters use democractic
style by having a lot of discussion before a decision is made. In effect, the
subordinates become happy to attend the meeting and shareexperience, get the idea,
give options then choose best option, ask and aswer, think of different fields, then
discuss. Moreso, the respondents agreed that they like their leaders’democratic style
of leadership since they get used to share their ideas to contribute the schools better.
The leaders just show the objectives, while each department can build their detailed
objective following the main objective of schools. Headmasters give the tools to
manage the objective getting achieved, need the support and advice from teachers.
While headmasters solicit, value, and take into account others' opinions, however,
they see ultimate responsibility for decision-making as their own, accept authority
although they see organization as cooperative venture, and know that they ultimately
has to face consequences of decisions.
44
Table 1.3
Frequency and Weighted Mean Distribution on Headmasters’Leadership
as to Delegative Style
Delegative Style
The headmaster
5
AC
4
OC
3
SOC
2
SEC
1
NC
WM DR
1. Wants to create an environment
where teachers take ownership of
project and allows them to
participate in decision making
105 217 243 131 199 2.88 SOC
2. Allows the teachers to determine
what needs to be done and how to
do it.
267 250 210 65 104 3.57 OC
3. Lets the teachers know more about
their jobs than himself and allows
them to carry out the decisions to
do their job
198 229 329 107 33 3.50 OC
4. Allows the teachers to set priorities
with his guidance
156 373 193 118 56
3.50 OC
5. Makes individual responsible for
defining their job
178 208 282 136 92 3.27 SOC
6. Gives teachers the right to
determine their own organizational
objectives.
212 270 223 74 117 3.43 OC
7. Allows teachers to seek mainly
security.
322 266 190 95 23 3.85 OC
8. Inspires teachers to use creativity
and ingenuity to solve
organizational problems
311 338 154 85 8 3.95 OC
9. Believes that teachers can lead
themselves just as well as he can
215 370 260 42 9 3.82 OC
10.Allows teachers complete freedom
in their work
273 177 199 193 54 3.47 OC
Average Weighted Mean 3.52 OC
Table 1.3 shows that an average weighted mean on the headmasters’
leadership styles in terms of delegative style is 3.52 described as “oftentimes carried
out.”
Similarly, the headmasters often inspire the teachers to use creativity and
ingenuity to solve organizational problems (3.95), allow teachers to seek mainly
security (3.85), believe that teachers can lead themselves just as well as he can (3.82),
allow the teachers to determine what needs to be done and how to do it (3.57), let the
teachers know more about their jobs than himself and allows them to carry out the
45
decisions to do their job and allow teachers to set priorities with his guidance (3.50),
allow teachers complete freedom in their work (3.47), and give teachers right to
determine their own organizational objectives (3.43). On the other hand, they just
sometimes make an individual responsible for defining the job (3.27), and want to
create environment where teachers take ownership of project and allows them to
participate in decision making (2.88). This means that most of the headmasters give
little guidance to group members, but allow them to make decisions because they
perhaps believe that their subordintes are highly qualified and consequently trust
them.
Such result is strengthened by Bass and Bass (2008) who explained that
delegative leadership can be effective in situations where group members are highly
qualified in area of expertise. They further stated that delegative leadership style is
somewhat hands off approach in which the leader places great responsibility on lower
level managers and employees because they have skills to analyze situations, and
confidence to implement decision.
Some of the respondents claimed that when leaders empower teachers, the
teachers understand the problem they themselves do, solve it, not asking an advice
from the leaders first. They have actual situation to deal with, they themselves clear
how to solve the problem and take action immidiately, not waiting for the approval of
their headmasters.
46
Instructional Variables that Influence High Schools’ Performance
Table 2.1 shows that the respondents agree that instructional variables as to
self-regulated learners with an average weighted mean of2.93 influence the
performance of high schools.
Table 2.1
Frequency and Weighted Mean Distribution of Instructional Variables
as to Self-regulated Learners
Self-regulated Learners
The learners
4
SA
3
A
2
D
1
SD
WM DR
1. Develop their ability and inclination to
accept responsibility for any control their
learning.
274 188 434 0 2.82
A
2. Initially set and monitor goals to receive
awards and avoid punishments
263 385 241 7 3.00 A
3. Expose themselves to intergrated learning
process which consists of constructive
behaviors that affect one's learning.
295 248 349 4 2.93 A
4.Show control of various cognitive
strategies for learning such as the use of
deep processing strategies that result in
better learning
234 417 220 25 2.96 A
5.Correctly provide feedback for themselves 353 199 333 11 2.99 A
6.Make connections between concrete and
abstract concepts
195 403 293 5 2.87 A
7.Guide their own self beliefs, goal setting
and expectations
301 272 318 5 2.97 A
8.Engage in reflective dialogues 142 395 327 32 2.72 A
9.Link new experiences to prior learning 380 271 232 13 3.13 A
10 Understand the purposes and benefits of
assignments and projects.
190 495 158 53 2.91 A
Average Weighted Mean 2.93 A
Thus, the respondents agree that self-regulated learners link the new
experiences to prior learning (3.13), set and monitor goals to receive awards and
avoid punishments (3.00), correctly provide feedback for themselves (2.99), guide
their own self beliefs, goal setting and expectations (2.97), show control of various
cognitive strategies for learning such as the use of deep processing strategies that
result in better learning (2.96), expose themselves to intergrated learning process
47
which consists of constructive behaviors that affect one's learning (2.93), understand
purposes and benefits of assignments and projects (2.91), make connections between
the concrete and abstract concepts (2.87), develop their ability and inclination to
accept responsibility for any control their learning (2.82), and engage in reflective
dialogues (2.72). This means that students must develop personally to be successful in
school and life. They personally set goals, select strategies to attain goals, monitor
progress, restructure if the goals are not being met, use time efficiently, self-evaluate
the methods selected, and adapt future methods based on what was learned this time
through.
The result conforms with the assumption of Zimmerman (2002) that self-
regulation is not a mental ability or an academic performance skill; rather it is the
self-directive process by which learners transform their mental abilities into academic
skills. Self-regulation of learning involves more than detailed knowledge of a skill
...OLOGY AND LEARNING
Objectives: a) Heighten learner's motivation
b) Provide computers-based activities where students can work at their pace.
Area of
management
Compentencies to
Develop
Behavioral
Indicators
Persons
Involved
Activities
Duration Expected
outcome
Technology as a
motivating tool
Technology for
individualized
instruction
Students’ sense of
independence in
using computer
technology
Classroom use of
technology-based
activities
Better computer-
oriented
instruction
Independent
learning of ICT
(information and
communication
technology
Technology
integration in
every classroom
undertaking
Computer
technology
literacy among
administrators,
faculty, and staff
Students
All instructional
and
support staff;
administrators
ICT specialists
Using web-based
tasks such as CAI
and webquests
Training of
instructional and
support staff as well
as
administrators on
optimum use of
technology
Whole year Students develop a
sense of freedom
in using the
computers and
proceed on
individualized
learning with
minimal assistance
from the teachers
Integration of
technology into
lesson plans,
classroom
observations
Technology literate
faculty, employees,
and other staff
66
Goal: TECHNOLOGY AND LEARNING
Objective: a) Make instruction more student-centered and encourage cooperative learning
b) Increase teacher-student interaction
c) Act as effective tool in teaching when students have received training in collaborative process
Area of
management
Compentencies to
Develop
Behavioral
Indicators
Persons
Involved
Activities
Duration Expected
outcome
Technology
towards
cooperative
learning
Technology for
maximizing
teacher-student
and student-
student
interactions
Technology in
collaborative
tasks
Students’ group
processing of
information
Teaching
cooperative social
skills
Establishing
positive
interdependence
Assigning students
to mixed-ability
teams
Insuring individual
accountability
Cooperative work
by small groups
of a common
learning task
Promoting
computer and
communication
literacy and
interpersonal
abilities
Encouraging
active learning
while motivating
students
Improving
teacher
facilitating skills
Students
ICT spealists,
webpage
developers
All instructional
and
support staff;
administrators
Engagement to
problem-solving
and group tasks via
knowledge
webpages and
learning project
management tools
Enhancement of
listening,
negotiating, and
compromising skills
through teamwork
and information-
learning activities
Workshop on
facilitating skills in
real and virtual
environment
learning
Whole year Students learn
hypermedia in
non-linear manner
and boost their
thinking skills
Sound instruction
which concerns
learners’ control
and wide range of
navigation routes
Judicious use of
technology-based
differentiated
instruction and
learner self-
assessment
Goal: TECHNOLOGY AND LEARNING
67
Objective: a) Support variety of ways learners construct their understanding.
b) Help students build understanding by using computer as resource tools
Area of
management
Compentencies to
Develop
Behavioral
Indicators
Persons
Involved
Activities
Duration Expected outcome
Technology for
establishing
understanding
Technology as a
resource tool
Students’ skills on
analyzing,
synthesizing and
promoting
Amplification of
learning along
computer literacy
in classroom
setting
Creativity
through task
definition,
barinstorming,
idea evaluation,
and adopting
flexibility
Production of
self-made
multimedia and
web-based
projects
Maximization of
instructive,
communication
and resource tools
in teaching
Students
ICT spealists,
webpage
developers
All instructional
and
support staff;
administrators
Engagement to
problem-solving
and group tasks via
knowledge
webpages and
learning project
management tools
Enahancement of
listening,
negotiating, and
compromising skills
through teamwork
and information-
learning activities
Workshop on
facilitating skills in
real and virtual
environment
learning
Whole year Students create
their software
materials to
supplement the
need for relevant
and effective
materials
Familairity on the
productive use of
communication and
audiovisual media
Introduction and
inclusion of e-
commerce,
entertainment,
advertising and
propaganda
instruction as part
of technology
capability
Goal: TECHNOLOGY AND LEARNING
Objective: a) Develop imagination, induction, reflection and critical thinking.
68
b) Cast students as explorers through technology-rich activities.
Area of
management
Compentencies to
Develop
Behavioral
Indicators
Persons
Involved
Activities
Duration Expected outcome
Technology for
higher thinking
skills
Technology and
state-of-the-art
application
practices
Students foster
both cognitive and
analytical and
creative skills thru
ICT
Students become
more acquainted
with inquiry-based
or discovery
approach using
computers
Teachers’ effective
use of computer-
based remediation,
reviewing and
enrichment
activities
Decision-making
through
strategizing,
modeling and
manipulating ICT
Metacognitive
skills of self-
questioning and
experiential
learning
Providing
comprehensive
information on
concepts and
practice exercises
through the help
of technology
Students
ICT spealists,
webpage
developers
All instructional
and
support staff;
administrators
Curriclum
planners
Putting up computer
online tutorial and
problem-solving
softwares
Development of
instructional games
and internet-based
resources
Setting up
informative,
constructive and
situating tools,
multimedia
encyclopedia and e-
books over school-
exclusive online
sites
Whole year Insured students’
knowledge and
skills for any
sequential or
structured computer
activity
Novel ways of
evaluating students’
achievement by
ways testing the
specific expected
outcomes
Instruction,
delievered and
reinforced;
strategies and rules
are applied to real-
life problems
69
Chapter V
SUMMARY, FINDINGS, CONCLUSIONS AND RECOMMENDATIONS
This chapter presents the summary of the findings, the conclusions drawn and
recommendations of the study.
Summary
This study sought to determine the principals’ leadership styles and
instructional variables affecting the performance of high schools and with an endview
of developing a strategic action plan at HaiPhong City, Vietnam, for school year 2012-
2013.Specifically, it aimed to determine the leadership styles of the respondent
principals in terms of authoritative, democratic, and delegative; find out the
instructional variables that may affect the performance of high schools in terms of
self-regulated learners, teacher characteristics, classroom climate, technology and
learning, and motivation in diversity; analyze if there is a significant relationship
between the leadership styles of principals and the instructional variables; determine
the level of performance of the respondent high schools; find out which of the
instructional variables predict school performance; and develop a strategic action
plan.
The descriptive method of research was employed to 896 respondents drawn
from 14 high schools in the city. The instrument used for the types of leadership styles
was adapted from the questionnaire of Clark (2002), and instructional variables from
that of Mentilla (2011). The weighted mean, chi-square test, percentage formula and
mean, and multiple regressions were the statistical treatments used to analyze the data.
The developed strategic action plan served as the main output of the study.
Findings
70
The following are the findings of the study based on the analysis of data
gathered:
1. The leadership styles of the respondent principals are as follows:
1.1 Authoritative with 3.34 AWM described as “sometimes carried out”;
1.2 Democratic with 3.81AWM described as “oftentimes carried out”; and
1.3 Delegative with 3.52AWM described as “oftentimes carried out.”
2. The instructional variables that may affect high schools’ performance are:
2.1. Self-regulated learners with 2.93 AWM (agree);
2.2. Teacher characteristics with 2.74 AWM (agree);
2.3. Classroom climate with 2.76 AWM (agree);
2.4. Technology and learning with 2.35 (disagree), and
2.5. Motivation in Diversity with 2.60 (agree).
3. Significant Correlation between the headmasters’ leadership styles and the
instructional variables are observed in the following:
3.1 Authoritative leadership to sending memos, or letters to get information out,
calls meeting rarely but expects teachers to act upon information to motivation
in diversity with chi= .001;
3.2 Democratic leadership to asking for teachers’ ideas and input on upcoming
plans and projects (018), calling a meeting to get teachers’ advice when things
go wrong and strategy is needed to keep project or process running on
schedule (001), and using leadership power to help subordinates grow (.042)
under teacher’s characteristics; counting himself and teachers to vote
whenever a major decision has to be made (.007), seeking approval of each
individual or the majority for a major decision to pass in the department
(.087), working with teachers to resolve differences when there are differences
71
in role expectations (.026), using leadership power to help subordinates grow
(.047), and making teachers exercise self-direction once committed to
objectives (.019) under classroom climate; statement 2 (.004) for technology
in learning; and trying to include one or more teachers in determining what
and how to do it but is still the final decision making authority (.035) and
telling teachers that procedure is not working correctly when something goes
wrong and establishes a new one (.011) for motivation in diversity; and
3.3 Delegative leadership to wanting to create an environment where teachers take
ownership of project and allows them to participate in decision making (.034),
allowing teachers to set priorities with his guidance (.019), believing that
teachers can lead themselves just as well as he can (.005), and allowing
teachers complete freedom in work (.007) under self-regulated learners;
statements 1 (.037), 2 (.009) and 6 (.021) under teacher characteristics; letting
the teachers know more about their jobs than himself and allows them to carry
out decisions to do their job (.041) under classroom climate, and allowing the
teachers to seek mainly security (.047) under technology in learning; and
statements 2 (.001) and 7 (.032) under motivation in diversity.
4. With an average of 66.4, there are nine (9) high schools above the average and five
(5) below average level of performance where the highest mean is obtained by Ngo
Quyen High School with 94.8 and is consistently leading while the least is Phan
Dang Luu High School with 36.3. On the basis of academic years, 2012-2013 got
the highest mean of 76.8 while the least is 2008-2009 with 58.1.
5. Motivation in diversity can predict school performance up to 1% while the
classroom climate by up to 0.5% which indicates negligible correlation.
6. A strategic action plan has been developed based on the results of the study.
72
Conclusions
Based on the findings, the following conclusions are drawn:
1. The dissertation studied some primarily leadership styles in high schools in
Haiphong included : Authoritative leadership, democratic leadership and delegative
leadership whereas democracy leadership was most interested to apply at high
schools in the city of Hai Phong ( 3.81 AWM ) .
2 . The dissertation specified factors affecting performance in high schools in Hai
Phong included : Self-regulated learners, Teacher characteristics, Classroom
climate, Technology and learning and Motivation in Diversity in which Self-
regulated learners has the most significant effect ( 2.93 AWM ) .
3 . The dissertation have also identified correlation between each specific leadership
styles and factors affecting performance . Democratic leadership style is asking for
teachers’ ideas and input on upcoming plans and projects (018), calling a meeting
to get teachers’ advice when things go wrong and strategy is needed to keep project
or process running on schedule (001), and using leadership power to help
subordinates grow (.042) under teacher’s characteristics; counting himself and
teachers to vote whenever a major decision has to be made (.007), seeking
approval of each individual or the majority for a major decision to pass in the
department (.087), working with teachers to resolve differences when there are
differences in role expectations (.026), using leadership power to help subordinates
grow (.047), and making teachers exercise self-direction once committed to
objectives (.019) under classroom climate; statement 2 (.004) for technology in
learning; and trying to include one or more teachers in determining what and how
to do it but is still the final decision making authority (.035) and telling teachers
73
that procedure is not working correctly when something goes wrong and
establishes a new one (.011) for motivation in diversity.
4 . Research results of performance at high schools in Hai Phong City showed that
most of the high schools in Haiphong ( 9/14 researched schools) have higher
performance compared with the average performance in the 5 years from 2008 to
2013 . Ngo Quyen High School leads the way with 94.8 and Phan Dang Luu was
the lowest ( 36.3 ) . On the basis of the school year , the 2012-2013 school year
have the highest average value 76.8 and 2008-2009 school year was at least (58.1).
5 . Research findings on the impact of diversity in motivation to develop performance
skills taught to show the diversity in development dynamics highest contribution
which up to 1 % .
6 . The dissertation pointed out the need to have a campaign and action plan for
applying the appropriate leadership style of the principal in high schools in Hai
Phong City .
74
Recommendations
Based on the conclusions deduced, the following recommendations are
offered:
1. A balance of the authoritative, democratic and delegative leadership stylesmay be
constantly practiced by the headmasters, since each holds benefits to the
organizations they serve.
2. Hai Phong City Department of Education may set a training course for the
enhancement of headmasters’ leadership styles.
3. Technology in learning may be improved by the department to further boost the
performance of the high schools in HaiPhon City.
4. A parallel or follow-up study of similar nature with the present investigation may
be conducted in other districts in Vietnam.
75
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78
APPENDICES
79
Appendix A
COMMUNICATIONS
Letter of Request to the Headmasters of HaiPhong, Viet Nam
Republic of the Philippines
SOUTHERN LUZON STATE UNIVERSITY
GRADUATE SCHOOL
Lucban, Quezon
May 10, 2013
_______________________
_______________________
_______________________
Dear Sir/ madam:
The undersigned is a student of Doctor of Philosophy in Education
Management, presently conducting a study on “Principal’s Leadership Style and
Instructional Variables Affecting the Performance of High Schools at
HaiPhongCity, Viet Nam” which is a requirement for the said degree.
In connection to this, he would like to ask permission from your good office to
distribute the questionnaires to the headmasters and teachers. The data that will be
gathered from them will satisfy the purpose of the research. Attached is the sample
questionnaire for your reference.
Hoping for your kind approval to this request. Thank you!
Respectfully yours,
(SGD.) Nguyen Kim Pha – Henry
Researcher
Noted:
(SGD.) DR. TERESITA V. DE LA CRUZ,
Research Adviser
Approved:
_________________________________
_________________________________
80
Appendix B
INSTRUMENTS
Checklist Questionnaire on Headmasters’ Leadership Style
and Instructional Variables Affecting the Performance
of High Schools at HaiPhong City, Viet Nam
Directions: This survey questionnaire consists of two parts. The first one deals with
the leadership styles of the principals and the second focuses on the
instructional variables. Rate them by checking a mark that corresponds
to your perception in each item using the scales below:
Part I. Leadership styles
For principal’s leadership styles:
5 - Always carried out
4 - Oftentimes carried out
3 - Sometimes carried out
2 - Seldom carried out
1 - Never carried out
Leadership styles – Democratic 5 4 3 2 1
1. Headmaster tries to include one or more
teachers in determining what to do and
how to do it. However, the headmaster
maintains the final decision making
authority.
2. Headmaster and teachers always vote
whenever a major decision has to be
made.
3. Headmaster asks for teachers ideas and
input on upcoming plans and projects.
4. For a major decision to pass in my
department, it must have approval of
each individual or the majority.
5. Headmaster tells the teachers what has
to be done and how to do it.
6. When things go wrong and the
headmaster need to create a strategy to
keep project or process running on
schedule, he calls a meeting to get his
teacher's advice.
7. When something goes wrong, The
headmaster tells the teachers that a
procedure is not working correctly and
the headmaster establishes a new one.
81
8. When there are differences in role
expectations, Headmaster works with
the teachers to resolve the differences.
9. Headmaster likes to use his leadership
power to help subordinates grow.
10. Teachers will exercise self-direction if
they are committed to the objectives.
Leadership styles – Authoritative 5 4 3 2 1
1. Headmaster does not consider
suggestions made by teachers as He
does not have the time for them.
2. To get information out, Headmaster
sends it memos, or letters; very rarely
is a meeting called. Teachers are then
expected to act upon the information.
3. When someone makes a mistake,
Headmaster tells them not to ever do
that again and make a note of it.
4. New hires are not allowed to make any
decisions unless it is approved by the
headmaster first.
5. Headmaster asks teachers for their
vision of where they see their jobs
going and then use their vision where
appropriate.
6. Headmaster delegate tasks in order to
implement a new procedure or process.
7. Headmaster closely monitors the
teachers to ensure they are performing
correctly.
8. Headmaster likes the power that my
leadership position holds over
subordinates.
9. Teachers must be directed or threatened
with punishment in order to get them to
achieve the organizational objectives.
10.Tells what to do and clearly oversee a
thing.
Leadership styles – Delegative 5 4 3 2 1
1. Headmaster wants to create an
environment where the teachers take
ownership of the project. He allows
them to participate in the decision
making process.
2. Headmaster allows the teachers to
determine what needs to be done and
how to do it.
82
3. The teachers know more about their
jobs than the headmaster, so the
headmaster allows them to carry out
the decisions to do their job.
4. The headmaster allows the teachers to
set priorities with his guidance.
5. Each individual is responsible for
defining their job.
6. Teachers have the right to determine
their own organizational objectives.
7. Teachers seek mainly security.
8. Teachers know how to use creativity
and ingenuity to solve organizational
problems.
9. The teachers can lead themselves just as
well as the headmaster can.
10.Allows teachers complete freedom in
their work
Part II: Instructional variables
For instructional variables:
4 - Strong Agree
3 - Agree
2 - Disagree
1 - Strong Disagree
Self-regulated learners
SA A D SD
(4) (3) (2) (1)
1. Develop their ability and inclination to accept
responsibility for any control their learning.
2. Initially set and monitor goals to receive awards and
avoid punishments.
3. Expose themselves to intergrated learning process which
consists of constructive behaviors that affect one's
learning.
4. Show control of various cognitive strategies for learning
such as the use of deep processing strategies that result
in better learning.
5. Provides correctly feedback for themselves.
6. Makes connections betwwen concrete and abstract
concepts
7. Guides their own self beliefs, goal setting and
expectations.
8. Engages in reflective dialogues
9. Links new experiences to prior learning.
10. Understands the purposes and benefits of assignments
and projects.
83
Teacher's Characteristics
SA A D SD
(4) (3) (2) (1)
1.Know how to keep the temper in check and act calmly in
such situations. ?
2. Apply a good sense of humor which is an important part
of successful teaching program.
?
3. Have a good time management skils and always values
the importance of time.
?
4. Adopt a fair atitude when it comes to making any form
of evaluation.
5. Have necessary command over the subject mater they
teach.
6. Act as good leaders and good friends
7. Promote good relationships with the student by
encouraging sharing anf colaboration
8. Possess good rapport with the students which means
knowing their names, being atentive and responsive to
al studnets and set boundaries for appropriate situation
9. Seek and accept feedback from coleagues and
supervisors.
10. Demonstrate their care about their students by being
wiling to spend personal time with them and
demonstrate repect for individual.
Classroom climate
SA A D SD
(4) (3) (2) (1)
1. Provide frequently feedback to students about their
performance.
2. Teach for meaningful understanding.
3. Organize and plan class activities wel.
4. Establish eficient classroon routines, communication
rules and procedures.
5. Use clear and organize direct instruction.
6. Set and maintain clear expectations of content mastery.
7. Teach skils within the context of meaningful
application.
8. Provide good examples and analogies to concretize the
astract and familiarize the strange
9. Maintain student's awareness of learning goals and
expectations.
10. Provide task dificulty which exposes students to task
which continualy and appropriately chalenges them.
Technology and learning
SA A D SD
(4) (3) (2) (1)
1. Heightens learner's motivation
2.Make instruction more student-centered and encourages
cooperative learning
3. Stimulates in increasing teacher-student interaction.
4. Support variety of ways learners construct their
understanding.
84
5. Provide computers-based activities where students can
work at their own pace.
6. Helps students buiding understanding by using computer
as resource tools
7. Acts as efectiveness tool in teaching when student have
received training in colaborative process.
8. Articulates cooperative learning to achieve students
higher self esteem and student achievement.
9. Develops imagination, induction, reflection and critical
thinking.
10. Casts students as explorers through technology-rich
activities.
Motivation in diversity
SA A D SD
(4) (3) (2) (1)
1. Centers on the needs of learners which produce motives
that lead to the accomplishment of objectives.
2. Make teachers reward learners for a job wel done.
3. Atempts to reduce boredom and increase the meaning of
task-based performance in the classroom.
4. Give students more control over their tasks and more
responsibility for execution and output.
5. Depends the motivation on the preferences and
expectations of the learners.
6. Emphasizes the purose of what is being learned and its
relationship to their personal experiences.
7. Shares their ownership of knowing with al learners.
8. Upholds colaboration and cooperation as the expected
ways of proceeding and learning.
9. Make teacher employs equitable treatment of al
learners.
10. Uses positive emotions to enhance learning
85
CURRICULUM VITAE
NGUYEN KIM PHA (Henry Nguyen)
356 Mieu Hai Xa, Du Hang Kenh quarter,
Le Chan district, HaiPhong, Viet Nam
0912560178
mrheryhaiphong@gmail.com
nguyenkimpha@haiphong.gov.vn
PERSONAL INFORMATION
Gender : Male
Date of birth : November 12, 1964
Place of birth : HaiPhong, Viet Nam
Marital status : Married
EDUCATION AND QUALIFICATIONS
MBA : 2002 – 2004, MBA at Ha Noi National University
Major of Education Management
University : 1995 – 1999 Ha Noi Open University/ Major in IT
1982 – 1985 HaiPhong University of Education
and Training
Secondary School : 1978 – 1981 at VinhBao district, HaiPhong
High School : 1969 – 1978 at VinhBao district, HaiPhong
EMPLOYMENT
2005 – Present : Vice Manager of Administration Dept,
HaiPhong People’s Commitee
1996 – 2005 : Senior Staf of HaiPhong Provincial Department
of Education and Training
1985 – 1996 : Teacher, Secretary of Youth Union of HaiPhong
Education Management Vocational School
ABILITY AND SKILLS
Fluency in management
Ability of working independently or part of a team, working with local people
Ability working under pressure and to meet tight deadlines
Flexibility to adapt to possible changes in job demands
Excelent relationship skil.